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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 12/2006 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 10/2007 | 03/2019 |
| Woodbury Financial Services, Inc. | Alpena | MI | 03/2019 | Present |
| Woodbury Financial Services, Inc. | Alpena | MI | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Alpena | MI | 01/2024 | Present |
1. CAPTAINS QUARTERS LLC POSITION: Owner Landlord NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 12/07/2012 ADDRESS: 122 W Chisholm St, 122 W Chisholm St, Alpena MI 49707, United States DESCRIPTION: Owner of office building, collect rent from tenants (none are security related) maintain building, pay utilities. 2. INVESTMENT NAVIGATORS LLC POSITION: registered representative NATURE: offer fixed annuities and life insurance in addition to securities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 250 START DATE: 01/01/2018 ADDRESS: 122 W Chisholm St, 122 W Chisholm St, Alpena MI 49707, United States DESCRIPTION: offer non security investments to existing clients and new clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-20 |
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