Frederick William Arbusto

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 06/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wickford, RI
• 07/2011 → 06/2018
  Bank Of America, N.A.
  Providence, RI
• 06/2018 → 01/2025
  Lpl Financial, Llc
  Wakefield, RI
• 01/2025 → Present
  Raymond James Financial Services, Inc.
  Wakefield, RI
• 01/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Wakefield, RI

Previous Registrations

• 2018-06-29 → 2025-01-24
  Lpl Financial Llc
  Wakefield, RI
  Wakefield, RI
  Cranston, RI
• 2009-10-23 → 2018-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
  Wickford, RI
  Wakefield, RI
  Westerly, RI
  Wakefield, RI
• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Wickford, RI
  Wakefield, RI
  Wakefield, RI
  Westerly, RI
  Westerly, RI
• 2003-04-22 → 2004-10-20
  Quick & Reilly, Inc.
  Providence, RI
• 2002-01-30 → 2003-01-02
  Morgan Stanley Dw Inc.
  Middletown, RI

Other Businesses

Name of Business: South County Financial Group Address: 36 S County Commons Way Ste C9, Wakefield, RI, 02879 Activity Type: Support Company - Owner/Non-Owner Position/Title: Other Investment Related: No Start Date: 01/21/2025 HPM: 0-1 HPM trade hours: 0-1 Duties: Financial Advisor - Business Owner

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-10-09
• S65 Uniform Investment Adviser Law Examination
  2001-09-08

Other Names

• Frederick William Arbusto
• Frederick William Arbusto
• Frederick W Arbusto