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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-05 |
| RI | RA | APPROVED | 2025-01-27 |
Branch Locations
36 S. County Commons Way Suite C9, Wakefield, RI 02879 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wickford | RI | 10/2009 | 06/2018 |
| Bank Of America, N.A. | Providence | RI | 07/2011 | 06/2018 |
| Lpl Financial, Llc | Wakefield | RI | 06/2018 | 01/2025 |
| Raymond James Financial Services, Inc. | Wakefield | RI | 01/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Wakefield | RI | 01/2025 | Present |
Name of Business: South County Financial Group Address: 36 S County Commons Way Ste C9, Wakefield, RI, 02879 Activity Type: Support Company - Owner/Non-Owner Position/Title: Other Investment Related: No Start Date: 01/21/2025 HPM: 0-1 HPM trade hours: 0-1 Duties: Financial Advisor - Business Owner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 2001-09-08 |
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