Iris Sanguinetti

Current Employers

Employment History

• 04/2013 → 04/2019
  Insight Securities, Inc.
  Riverwoods, IL
• 04/2019 → 06/2022
  Ucap Securities Llc
  Miami, FL
• 04/2019 → 06/2022
  Ucap Asset Management
  Miami, FL
• 07/2022 → Present
  Consultiva Wealth Management Corp.
  Miami, FL
• 12/2022 → Present
  Trade Bridge Capital Llc
  Miami, FL

Previous Registrations

• 2019-05-28 → 2022-07-19
  Ucap Americas
  Miami, FL
  Miami, FL
• 2013-05-02 → 2019-04-22
  Insight Securities, Inc.
  Fort Mill, SC
• 2011-01-14 → 2012-08-24
  Ubs Financial Services Inc.
  Miami, FL
• 2001-08-08 → 2009-12-31
  Northern Trust Securities, Inc.
  Miami, FL
  Miami, FL

Other Businesses

IRIS ACTS IN THE CAPACITY OF AN INDEPENDENT CONTRACTOR TO ATU GENERAL TRUST (BVI) LIMITED. THIS FIRM HELPS TO ESTABLISH COMPANIES WITHIN THE BRITISH VIRGIN ISLANDS. IRIS RECEIVES REFERRAL FEE, ONCE THE COMPANY IS FORMED. The name of the other business: SMIF (Barry University) Is the business investment-related: No The address of the other business: 11300 N E 2nd Ave, Miami Shores, FL 33161 The nature of the other business: Educational Your position, title, or relationship with the other business: Advisory Board Member. The start date of your relationship: 05/2012 The approximate number of hours/month you devote to the other business: 2 hours per quarter. The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I SERVE ON THE ADVISORY BOARD OF SMIF (BARRY UNIVERSITY) CONSISTING OF 6 TO 10 MEMBERS FROM ACADEMIA, ALUMINA AND THE FINANCIAL INDUSTRY. AS A MEMBER WE MEET (2) TWICE PER YEAR TO CRITIQUE THE WORK AND ANALYSIS PRESENTED BY STUDENTS, PROVIDE RESEARCH MATERIAL IF NEEDED AND AID IN THE STUDENT PLACEMENT PROCESS AFTER GRADUATION. Iris maintains a company called Sanguimar LLC, created for the purpose of receiving her commissions from her activities as Investment Advisor in the future. However, at this time Sanguimar has no activity. Iris is a registered representative at Trade Bridge Capital LLC (TBC), an introducing broker-dealer. TBC is an affiliated entity with Consultiva Wealth Management Corp (CWM). Iris is an Investment Advisor at CWM, an affiliated Investment Advisor Firm; investment related. IAR does not receive additional compensation for directing trades to the affiliated broker-dealer.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-29
• S63 Uniform Securities Agent State Law Examination
  2001-06-07