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Russell Edmund Philips

Wells Fargo Clearing Services, LLC

Round Rock, TX

Austin, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

505 Round Rock Ave, Round Rock, TX 78664 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Katy TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Katy TX 11/2016 Present
Previous Registrations
  • 2002-07-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-10
  • S66 Uniform Combined State Law Examination
    2002-07-10

View on SEC IAPD

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