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Curtis Kent Lane

D.A. Davidson & Co.

Great Falls, MT

Omaha, NE

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2016-08-01
  • NE RA
    APPROVED
    Since 2016-08-01

Branch Locations

8 Third Street North, Great Falls, MT 59401 • United States

450 Regency Parkway Suite 400, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Omaha NE 07/2016 Present
Previous Registrations
  • 2003-07-23 → 2016-07-28
    Smith Hayes Advisers Inc
    Omaha, NE
    Lincoln, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-18
  • S65 Uniform Investment Adviser Law Examination
    2003-07-18

View on SEC IAPD

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