Curtis Kent Lane

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2016-08-01

NE RA
APPROVED

Since 2016-08-01

Branch Locations

8 Third Street North, Great Falls, MT 59401 • United States

450 Regency Parkway Suite 400, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Omaha	NE	07/2016	Present

07/2016 → Present

D.A. Davidson & Co.

Omaha, NE

Previous Registrations

2003-07-23 → 2016-07-28

Smith Hayes Advisers Inc

Omaha, NE

Lincoln, NE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-07-18

S65 Uniform Investment Adviser Law Examination

2003-07-18

View on SEC IAPD

Employer firm

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Previous Registrations

Exams

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