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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-04 |
| CT | RA | APPROVED | 2016-05-11 |
Branch Locations
220 Glenville Rd, Greenwich, CT 06831 • United States
68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States
137 W Putnam Ave, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Old Greenwich | CT | 04/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Old Greenwich | CT | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-25 |
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