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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-04 |
Branch Locations
937 Loma Santa Fe Dr 1St Floor, Solana Beach, CA 92075 • United States
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Murrieta, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Houston- Clear Lake | TX | 01/2001 | 03/2018 |
| Unemployed | Murrieta | CA | 03/2018 | 10/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 11/2018 | 02/2022 |
| City National Bank | Anaheim | CA | 02/2022 | Present |
| City National Securities, Llc | Anaheim | CA | 02/2022 | Present |
1) NAME OF THE OTHER BUSINESS:Rental Home INVESTMENT- RELATED:Yes ADDRESS OF THE OTHER BUSINESS:1909 Endeavor Ct. Seabrook TX, 77586 YOUR POSITION OR TITLE:Rental Property Owner NATURE OF THE OTHER BUSINESS:Private Business START DATE:1/1/2018 APPROXIMATE NUMBER OF HOURS/MONTH:2 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: Collecting rent, interacting with tenant, maintainig home COMPENSATION :$18,000 NAME: Rental property; Non-Investment related; 1909 Endeavor Ct Seabrook TX 77586; Rental single residence; Owner; 2 hours per month; 0 hours during securities trading hours; Owner/landlord of rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-22 |
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