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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-04
  • CA RA
    APPROVED
    Since 2022-03-04

Branch Locations

937 Loma Santa Fe Dr 1St Floor, Solana Beach, CA 92075 • United States

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Murrieta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Houston- Clear Lake TX 01/2001 03/2018
Unemployed Murrieta CA 03/2018 10/2018
Cuso Financial Services, Lp San Diego CA 11/2018 02/2022
City National Bank Anaheim CA 02/2022 Present
City National Securities, Llc Anaheim CA 02/2022 Present
  • 01/2001 → 03/2018
    Scottrade, Inc.
    Houston- Clear Lake, TX
  • 03/2018 → 10/2018
    Unemployed
    Murrieta, CA
  • 11/2018 → 02/2022
    Cuso Financial Services, Lp
    San Diego, CA
  • 02/2022 → Present
    City National Bank
    Anaheim, CA
  • 02/2022 → Present
    City National Securities, Llc
    Anaheim, CA
Previous Registrations
  • 2018-11-05 → 2022-02-02
    Cuso Financial Services, L.P.
    Corona, CA
    Rancho Mirage, CA
    Riverside, CA
    Riverside, CA
    Murrieta, CA
    San Diego, CA
  • 2017-02-20 → 2018-03-07
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) NAME OF THE OTHER BUSINESS:Rental Home INVESTMENT- RELATED:Yes ADDRESS OF THE OTHER BUSINESS:1909 Endeavor Ct. Seabrook TX, 77586 YOUR POSITION OR TITLE:Rental Property Owner NATURE OF THE OTHER BUSINESS:Private Business START DATE:1/1/2018 APPROXIMATE NUMBER OF HOURS/MONTH:2 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: Collecting rent, interacting with tenant, maintainig home COMPENSATION :$18,000 NAME: Rental property; Non-Investment related; 1909 Endeavor Ct Seabrook TX 77586; Rental single residence; Owner; 2 hours per month; 0 hours during securities trading hours; Owner/landlord of rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-20
S63 Uniform Securities Agent State Law Examination 2002-01-22
  • S66 Uniform Combined State Law Examination
    2017-02-20
  • S63 Uniform Securities Agent State Law Examination
    2002-01-22
Other Names
  • Alberto Yanez
  • Albert Yanez

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