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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-15 |
Branch Locations
2500 S Gulf Freeway, League, TX 77573 • United States
428 Postoffice Street, Galveston, TX 77550 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 11/2015 | 05/2025 |
| University Federal Credit Union | League City | TX | 11/2015 | Present |
| Lpl Financial Llc | League | TX | 05/2025 | Present |
1. 4/24/2025: UFCU Investment Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/24/2025; 160hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-20 |
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