Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-10-12
  • TX RA
    APPROVED
    Since 2005-10-12

Branch Locations

3040 Sherwood Oak St, Dickinson, TX 77539-4225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Kemah TX 09/2005 Present
Previous Registrations
  • 2005-10-18 → 2006-06-13
    Integrity Financial Planners Llc
    Pasadena, TX
Other Businesses

(1) 06/23/2008: Stillwater Beach Apartments - Real Estate Rental - INV REL - At Reported Business Location(s) - 10% Time Spent (2) 07/19/2016: No Business Name - Real Estate Rental - INV REL - 1009 Shady Oak, Dickinson, Tx - Start 01/01/1989 - 1 Hr/Mo; 0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-11
S63 Uniform Securities Agent State Law Examination 1991-06-04
  • S66 Uniform Combined State Law Examination
    2005-10-11
  • S63 Uniform Securities Agent State Law Examination
    1991-06-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dickinson, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor