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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | University Place | WA | 01/2022 | 12/2023 |
| Bank Of America, N.A. | University Place | WA | 01/2022 | 12/2023 |
| Bmw Northwest | Fife | WA | 05/2001 | 07/2021 |
| Unemployed | Tacoma | WA | 08/2021 | 01/2022 |
| Lpl Financial Llc | Tukwila | WA | 01/2024 | Present |
| Boeing Employee Credit Union | Tukwila | WA | 01/2024 | Present |
| Unemployed | Tacoma | WA | 12/2023 | 01/2024 |
1) 01/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-30 |
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