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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-03 |
| NC | RA | APPROVED | 2013-08-05 |
Branch Locations
190 Biltmore Ave, Asheville, NC 28801 • United States
421 S Church St Ste 100, Hendersonville, NC 28792 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Asheville | NC | 07/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Asheville | NC | 11/2016 | Present |
FERNLEAF COMMUNITY CHARTER SCHOOL; NOT INV RELATED; FLETCHER, NC; ASSISTANT FOOTBALL COACH; START DATE 8/20/2024; 20 HOURS PER MONTH; 8 DURING TRADING; ASSISTING SCHOOL IN STARTUP OF FOOTBALL PROGRAM, ATTEND PRACTICES, AND GIVE SUGGESTIONS TO FURTHER FOOTBALL PROGRAM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-10 |
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