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Heather Renee Williams

LPl Financial LLC

Sherman, TX

Denison, TX

CRD 4353192

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-12-20
TX RA APPROVED 2006-05-08
  • KY RA
    APPROVED
    Since 2024-12-20
  • TX RA
    APPROVED
    Since 2006-05-08

Branch Locations

707 S. Sam Rayburn Fwy, Sherman, TX 75090 • United States

Denison, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sherman TX 10/2004 Present
Other Businesses

(1) 07/08/2013 - DBA ONLY - WILLIAMS WEALTH MANAGEMENT GROUP - SHERMAN, TX

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-05
S63 Uniform Securities Agent State Law Examination 2001-08-09
  • S65 Uniform Investment Adviser Law Examination
    2006-05-05
  • S63 Uniform Securities Agent State Law Examination
    2001-08-09
Designations
  • Certified Financial Planner
Other Names
  • Heather Renee Daugherty
  • Heather Renee Daugherty

View on SEC IAPD

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Nearby Investors

JUSTON JEFFERSON DOBBS
STEPHEN PAUL DAVIDSON
ROY STEVEN KIMBERLIN

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · SHERMAN, TX
LPL FINANCIAL LLC · SHERMAN, TX
EDWARD JONES · SHERMAN, TX

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