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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Fargo | ND | 09/2011 | 02/2025 |
| (Dba) A.P. Investments | Fargo | ND | 03/2006 | Present |
| (Dba) E.S.A.P. Financial Solutions | Fargo | ND | 01/2008 | Present |
| Cetera Wealth Services, Llc | Fargo | ND | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) A.P. INVESTMENTS; Investment Related; 1128 Westrac Drive, Fargo, ND 58103; Insurance and Financial Services; Owner/President/Producer; Start Date 03/2006; 40 hours per month; Sales and service of insurance products including Fixed Annuity, Fixed Life and Group Insurance products. I also provide investment advice, service and solutions for clients. >> (dba) E.S.A.P. FINANCIAL SOLUTIONS; Investment Related; 1128 Westrac Drive, Fargo, ND 58103; Financial Services; Sales Representative; Start Date 01/2008; 50 hours per month; Conduct joint sales with E Schmitz under this "Doing Business As" name. >> FARGO PARK DISTRICT; Non-Investment Related; 701 Main Avenue, Fargo, ND 58103; Sports; Basketball Referee; Start Date 01/2003; 8 hours per month with no hours during trading hours; Basketball official for Junior Varsity and Varsity games. >> FARGO PUBLIC SCHOOLS; Non-Investment Related; 415 N 4th Street, Fargo, ND 58102; Sports; Football and Basketball Referee; Start Date 09/2010; Hours are seasonal - approximately 20 hours per month; Sports official.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-26 |
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