Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-02-20
  • ND RA
    APPROVED
    Since 2025-02-20

Branch Locations

1128 Westrac Drive Ste B, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Fargo ND 09/2011 02/2025
(Dba) A.P. Investments Fargo ND 03/2006 Present
(Dba) E.S.A.P. Financial Solutions Fargo ND 01/2008 Present
Cetera Wealth Services, Llc Fargo ND 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 09/2011 → 02/2025
    Concourse Financial Group Securities Inc
    Fargo, ND
  • 03/2006 → Present
    (Dba) A.P. Investments
    Fargo, ND
  • 01/2008 → Present
    (Dba) E.S.A.P. Financial Solutions
    Fargo, ND
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Fargo, ND
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-09-26 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Fargo, ND
    Fargo, ND
    Fargo, ND
    Birmingham, AL
  • 2006-07-24 → 2011-09-15
    National Planning Corporation
    Fargo, ND
    Fargo, ND
Other Businesses

(dba) A.P. INVESTMENTS; Investment Related; 1128 Westrac Drive, Fargo, ND 58103; Insurance and Financial Services; Owner/President/Producer; Start Date 03/2006; 40 hours per month; Sales and service of insurance products including Fixed Annuity, Fixed Life and Group Insurance products. I also provide investment advice, service and solutions for clients. >> (dba) E.S.A.P. FINANCIAL SOLUTIONS; Investment Related; 1128 Westrac Drive, Fargo, ND 58103; Financial Services; Sales Representative; Start Date 01/2008; 50 hours per month; Conduct joint sales with E Schmitz under this "Doing Business As" name. >> FARGO PARK DISTRICT; Non-Investment Related; 701 Main Avenue, Fargo, ND 58103; Sports; Basketball Referee; Start Date 01/2003; 8 hours per month with no hours during trading hours; Basketball official for Junior Varsity and Varsity games. >> FARGO PUBLIC SCHOOLS; Non-Investment Related; 415 N 4th Street, Fargo, ND 58102; Sports; Football and Basketball Referee; Start Date 09/2010; Hours are seasonal - approximately 20 hours per month; Sports official.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-08
S63 Uniform Securities Agent State Law Examination 2001-02-26
  • S66 Uniform Combined State Law Examination
    2006-05-08
  • S63 Uniform Securities Agent State Law Examination
    2001-02-26
Other Names
  • Tony Paper
  • Anthony S Paper

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fargo, ND

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor