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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2001-01-16
  • SD RA
    APPROVED
    Since 2001-01-16

Branch Locations

909 St. Joseph Street Suite 101, Rapid City, SD 57701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Casey Peterson & Associates Rapid City SD 01/1993 07/2023
Proequities Rapid City SD 01/2001 09/2020
Avantax Planning Partners, Inc. Rapid City SD 01/2001 Present
Cp Financials Rapid City SD 01/2001 Present
Avantax Investment Services, Inc. Rapid City SD 09/2020 09/2025
Casey Peterson, Ltd Dba Casey Peterson Cpas & Financial Advisors Rapid City SD 01/1993 Present
Cetera Wealth Services, Llc Rapid City SD 09/2025 Present
  • 01/1993 → 07/2023
    Casey Peterson & Associates
    Rapid City, SD
  • 01/2001 → 09/2020
    Proequities
    Rapid City, SD
  • 01/2001 → Present
    Rapid City, SD
  • 01/2001 → Present
    Cp Financials
    Rapid City, SD
  • 09/2020 → 09/2025
    Avantax Investment Services, Inc.
    Rapid City, SD
  • 01/1993 → Present
    Casey Peterson, Ltd Dba Casey Peterson Cpas & Financial Advisors
    Rapid City, SD
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Rapid City, SD
Other Businesses

1) AVANTAX PLANNING PARTNERS, INC. POSITION: IAR NATURE: IAR INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 10 START DATE: 01/01/2000 ADDRESS: 909 ST. JOSEPH STREE, RAPID CITY SD 57701 DESCRIPTION: IAR BUSINESS 2) GILLETTE ACCOUNTING BUILDING LLC POSITION: LLC Member NATURE: Commercial Rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013 ADDRESS: 612 S Douglas Hwy, Gillette WY 82716, United States DESCRIPTION: Commercial Building Owner of 11.2% 3) CP FINANCIAL SERVICES, LLP POSITION: Partner NATURE: Financial Services Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 02/16/2000 ADDRESS: 909 St. Joseph Street Suite 100, Rapid City SD 57701, United States DESCRIPTION: Financial Service Revenue - Partner 4) AVANTAX PLANNING PARTNERS, INC. POSITION: Investment Advisor Representative NATURE: RIA firm with which I am registered to provide IAR business services to my clients under my d/b/a name Casey Peterson Ltd. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2000 ADDRESS: 909 St. Joseph Street, Suite 101, Rapid City SD 57701, United States DESCRIPTION: Meet with referred clients together with our firm's assigned FPC 5) CASEY PETERSON, LTD DBA CASEY PETERSON CPAS & FINANCIAL ADVISORS POSITION: Managing Director NATURE: Full service public accounting firm INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/01/1993 ADDRESS: 909 St. Joseph Street, Suite 101, Rapid City SD 57701, United States DESCRIPTION: Provide tax preparation, consulting, bookkeeping services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-27
S65 Uniform Investment Adviser Law Examination 2000-12-29
  • S63 Uniform Securities Agent State Law Examination
    2001-07-27
  • S65 Uniform Investment Adviser Law Examination
    2000-12-29

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