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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2001-01-16 |
Branch Locations
909 St. Joseph Street Suite 101, Rapid City, SD 57701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Casey Peterson & Associates | Rapid City | SD | 01/1993 | 07/2023 |
| Proequities | Rapid City | SD | 01/2001 | 09/2020 |
| Avantax Planning Partners, Inc. | Rapid City | SD | 01/2001 | Present |
| Cp Financials | Rapid City | SD | 01/2001 | Present |
| Avantax Investment Services, Inc. | Rapid City | SD | 09/2020 | 09/2025 |
| Casey Peterson, Ltd Dba Casey Peterson Cpas & Financial Advisors | Rapid City | SD | 01/1993 | Present |
| Cetera Wealth Services, Llc | Rapid City | SD | 09/2025 | Present |
1) AVANTAX PLANNING PARTNERS, INC. POSITION: IAR NATURE: IAR INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 10 START DATE: 01/01/2000 ADDRESS: 909 ST. JOSEPH STREE, RAPID CITY SD 57701 DESCRIPTION: IAR BUSINESS 2) GILLETTE ACCOUNTING BUILDING LLC POSITION: LLC Member NATURE: Commercial Rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013 ADDRESS: 612 S Douglas Hwy, Gillette WY 82716, United States DESCRIPTION: Commercial Building Owner of 11.2% 3) CP FINANCIAL SERVICES, LLP POSITION: Partner NATURE: Financial Services Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 02/16/2000 ADDRESS: 909 St. Joseph Street Suite 100, Rapid City SD 57701, United States DESCRIPTION: Financial Service Revenue - Partner 4) AVANTAX PLANNING PARTNERS, INC. POSITION: Investment Advisor Representative NATURE: RIA firm with which I am registered to provide IAR business services to my clients under my d/b/a name Casey Peterson Ltd. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2000 ADDRESS: 909 St. Joseph Street, Suite 101, Rapid City SD 57701, United States DESCRIPTION: Meet with referred clients together with our firm's assigned FPC 5) CASEY PETERSON, LTD DBA CASEY PETERSON CPAS & FINANCIAL ADVISORS POSITION: Managing Director NATURE: Full service public accounting firm INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/01/1993 ADDRESS: 909 St. Joseph Street, Suite 101, Rapid City SD 57701, United States DESCRIPTION: Provide tax preparation, consulting, bookkeeping services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-27 |
| S65 | Uniform Investment Adviser Law Examination | 2000-12-29 |
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