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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-22 |
| NC | RA | APPROVED | 2011-04-15 |
Branch Locations
1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chapel Hill | NC | 04/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chapel Hill | NC | 11/2016 | Present |
JAGER BADEN, LLC, INVT RELATED, SURF CITY, NC, 100% OWNERSHIP, START DATE 2/15/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, FOR PURCHASE OF RECREATIONAL LAND.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-10 |
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