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Lawrence Edward Sarkozy

Ledgewood Wealth Advisors, LLC

Exeter, NH

CRD 4352258

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Employer firm

Ledgewood Wealth Advisors, LLC CRD 109049

$217M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ledgewood Wealth Advisors, Llc

92 Portsmouth Avenue Suite 15, Exeter, NH 03833 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2020-10-15
  • NH RA
    APPROVED
    Since 2020-10-15

Branch Locations

92 Portsmouth Avenue Suite 15, Exeter, NH 03833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ledgewood Wealth Advisors, Llc Exeter NH 01/2010 01/2023
Ledgewood Wealth Advisors, Llc Exeter NH 01/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-15
S63 Uniform Securities Agent State Law Examination 2001-05-29
  • S65 Uniform Investment Adviser Law Examination
    2020-10-15
  • S63 Uniform Securities Agent State Law Examination
    2001-05-29

View on SEC IAPD

Nearby Firms

SUMMIT WEALTH GROUP LLC
EAGLE STRATEGIES LLC
EDWARD JONES

Nearby Investors

ABIGAIL HURLBURT
KATHERINE ADAMS
SARAH BROOKES-GOVERNO

Nearby Offices

SUMMIT WEALTH GROUP LLC · EXETER, NH
EAGLE STRATEGIES LLC · EXETER, NH
EDWARD JONES · EXETER, NH

More in Exeter, NH

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