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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-10-16
  • FL RA
    APPROVED
    Since 2018-10-16

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Safra Securities Llc New York NY 09/2013 07/2018
Raymond James & Associates Coral Gables FL 09/2018 Present
  • 09/2013 → 07/2018
    Safra Securities Llc
    New York, NY
  • 09/2018 → Present
    Raymond James & Associates
    Coral Gables, FL
Previous Registrations
Other Businesses

(1)Name of Business: Universal 1 Realty Address: 723 Camilo Ave., Coral Gables, FL, 33134, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Agent Investment Related: Yes Start Date: 02/19/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would like to place my real estate salespersons license with the company. The company that I previously held it with, Sevilla Realty, is no longer in existence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-09
  • S66 Uniform Combined State Law Examination
    2018-10-09
Other Names
  • Jessica Vanessa Valera

View on SEC IAPD

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