Scott Richard Chappell

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-03-03
UT	RA	APPROVED	2009-03-03

TX RA
APPROVED

Since 2009-03-03
UT RA
APPROVED

Since 2009-03-03

Branch Locations

1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States

Sandy, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sterling Jewelers	Murray	UT	10/2003	12/2017
Rbc Capital Markets	Salt Lake City	UT	03/2009	Present

10/2003 → 12/2017

Sterling Jewelers

Murray, UT
03/2009 → Present

Rbc Capital Markets

Salt Lake City, UT

Previous Registrations

2001-06-11 → 2009-03-16

Ubs Financial Services Inc.

Salt Lake Cit, UT

Salt Lake City, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-04-25

S66 Uniform Combined State Law Examination

2001-04-25

Other Names

Scott Chappell

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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