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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-03-03 |
| UT | RA | APPROVED | 2009-03-03 |
Branch Locations
1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States
Sandy, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Jewelers | Murray | UT | 10/2003 | 12/2017 |
| Rbc Capital Markets | Salt Lake City | UT | 03/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-25 |
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