Daniel Da Ponte

Employer firm

Axis Wealth Partners, LLC CRD 167122

$377M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 01/2019
  State Of Rhode Island
  Providence, RI
• 04/2013 → Present
  Axis Wealth Partners, Llc
  East Providence, RI

Previous Registrations

• 2005-05-06 → 2013-03-27
  Commonwealth Financial Network
  East Providence, RI
• 2002-01-15 → 2005-05-27
  Ubs Financial Services Inc.
  Providence, RI

Other Businesses

1. FIXED INSURANCE SALES; AS AN AGENT; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. ASD PARTNERS, LLC, 100% OWNER AND LANDLORD REAL ESTATE PROPERTY, NON-INVESTMENT RELATED. 3. MDD REALITY, LLC, 100% OWNER AND LANDLORD REAL ESTATE PROPERTY, NON-INVESTMENT RELATED. 3. NOTARY PUBLIC 4. SUBLEASING OFFICE SPACE: NON-INVESTMENT RELATED 5. GREATER PROVIDENCE YMCA, BOARD MEMBER, NON-INVESTMENT RELATED 6. NEIGHBORHOOD HEALTH PLAN, BOARD MEMBER, NON-INVESTMENT RELATED 7. Massasoit Office Park Condo Association, Board Member, Non-Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2001-03-30

Other Names

• Daniel Daponte