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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-18 |
| NY | RA | APPROVED | 2022-03-21 |
| FL | RA | APPROVED | 2021-06-30 |
| TX | RA | APPROVED_RES | 2021-06-29 |
| CA | RA | APPROVED | 2017-02-02 |
Branch Locations
1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | Melville | NY | 09/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-20 |
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