Derek Norman Rollingson

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → 05/2019
  Icon Advisers, Inc. Formerly Meridian Investment Management Corp
  Greenwood Village, CO
• 02/2001 → 05/2019
  Icon Distributors, Inc., Formerly Meridian Clearing Corp.
  Greenwood Village, CO
• 06/2020 → Present
  Ifp Securities Llc
  Tampa, FL
• 06/2020 → Present
  Independent Financial Partners
  Tampa, FL
• 05/2019 → 06/2020
  Unemployed
  Castle Rock, CO

Previous Registrations

• 2003-04-17 → 2019-05-31
  Icon Advisers, Inc.
  Greenwood Village, CO

Other Businesses

(1) FIG - Investment Related - 19520 West Catawba Ave, Ste 200, Cornelius, NC 28031 - Insurance,Insurance Producer - 6/12/2020 - 5-10 Hours per month - Sell Insurance Products (2) Nielson Wealth Management - Investment Related; DBA - 6635 South Dayton Street, Suite 300,Greenwood Village, CO 80111 - Financial Advisor - 6/12/2020 - 60 Hours per month / 40 Hours during trading hrs - Provide financial advise wealth Management to clients ended 1/13/2022. (3) Rollingson Wealth Management, LLC; Investment Related; DBA; 1012 S Mountain View Rd, Castle Rock, CO 80109; Sole Proprietorship/Single Owner; This is the LLC that I set to manage my business as a financial adviser; Staart 5/4/20; 6 hrs/mo, 60 hrs/mo during trading. (4) Rollingson FMA - investment related - 1012 S Mountain View Rd Castle Rock, CO 80109; owner; start date Nov. 1, 2023; 20 hours/month; 8 hours/month during trading; Providing mathematical and financial modeling and analysis for small businesses and individuals. Developing documentation and presentation to give context and understanding to the modeling and analysis. Teaching classes/seminars on finance, modeling, analysis, and investing. (5) Voice Over Artistry by Tawnya Rollingson - not investment related - 1012 S. Mountain View Rd. Castle Rock, CO 80109 - Voice over, Audiobook narration, production and promotion - Volunteer - start date 9/1/2024 - 30 hours/month - 20 hours/month during trading - This is my wife's business. I serve as a business consultant, bookkeeper and marketing strategist. This business does not pay me directly.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-03-18
• S66 Uniform Combined State Law Examination
  2003-04-16

Other Names

• Derek Norman Rollingson
• Derek Rollingson