Patrick Andre Sier

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 09/2024
  Scf Securities, Inc.
  Fresno, CA
• 01/2014 → 09/2024
  Scf Investment Advisors, Inc.
  Fresno, CA
• 09/2024 → Present
  Independent Financial Partners
  Tampa, FL

Previous Registrations

• 2014-01-10 → 2024-10-22
  Scf Investment Advisors, Inc.
  Fresno, CA
  Barrington, RI
  San Diego, CA
• 2010-11-15 → 2013-12-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
• 2009-06-01 → 2010-10-11
  Morgan Stanley
  Providence, RI
• 2008-04-18 → 2009-06-01
  Morgan Stanley & Co. Llc
  Providence, RI
• 2001-08-15 → 2008-04-29
  Ubs Financial Services Inc.
  Providence, RI
  Providence, RI

Other Businesses

(1) Advisory Services of New England - not investment related - 105 Governor Bradford Dr. Barrington, RI 02806 - Investment management DBA - owner - start date 2/1/2025 - 1 hour/month - 1 hour/month during trading - DBA

Exams

• S66 Uniform Combined State Law Examination
  2010-11-13
• S63 Uniform Securities Agent State Law Examination
  2001-05-04

Designations

• Certified Financial Planner