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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
OR RA APPROVED 2018-10-01
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • OR RA
    APPROVED
    Since 2018-10-01

Branch Locations

1800 Blankenship Road Suite 170, West Linn, OR 97068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Wilsonville OR 06/2010 09/2018
Raymond James Financial Services, Inc. West Linn OR 09/2018 Present
Raymond James Financial Services Advisors, Inc. West Linn OR 09/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: Creative Wealth Management, LLC Address: 1800 Blankenship Rd Ste 170, West Linn, OR, 97068, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/02/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisory services for clients (2)Name of Business: Rally Auto Mart Address: 18410 SE McLoughlin Blvd, Milwaukie, OR, 97267, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/1984 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband is the Sole Proprietor of Rally Auto Mart and I am a check signer on the bank business accounts. In the event he is not able to preform his duties, I would step in. I am not involved in any day to day dealings at this time.\nUPDATE; my husband is scaling back and in the process of liquidating inventory to retire soon. He has downsized significantly and changed locations to a smaller property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-03
S63 Uniform Securities Agent State Law Examination 2001-02-23
  • S66 Uniform Combined State Law Examination
    2003-04-03
  • S63 Uniform Securities Agent State Law Examination
    2001-02-23
Other Names
  • Tammy Jean Mafara-Jacobs
  • Tammy Jean Jacobs

View on SEC IAPD

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