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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-07
DE RA APPROVED 2019-02-28
PA RA APPROVED 2019-02-28
  • TX RA
    APPROVED_RES
    Since 2020-12-07
  • DE RA
    APPROVED
    Since 2019-02-28
  • PA RA
    APPROVED
    Since 2019-02-28

Branch Locations

20 Montchanin Road Suite 120, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. Newark DE 12/2013 02/2017
Minnesota Life St. Paul MN 12/2013 02/2017
Diamond State Financial Group Newark DE 12/2013 02/2017
Sun Fcu Philadelphia PA 03/2017 02/2019
Cuna Brokerage Services, Inc. Waverly IA 03/2017 02/2019
Janney Montgomery Scott Greenville DE 02/2019 Present
  • 12/2013 → 02/2017
    Securian Financial Services Inc.
    Newark, DE
  • 12/2013 → 02/2017
    Minnesota Life
    St. Paul, MN
  • 12/2013 → 02/2017
    Diamond State Financial Group
    Newark, DE
  • 03/2017 → 02/2019
    Sun Fcu
    Philadelphia, PA
  • 03/2017 → 02/2019
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 02/2019 → Present
    Janney Montgomery Scott
    Greenville, DE
Previous Registrations
  • 2017-03-14 → 2019-03-12
    Cuna Brokerage Services, Inc.
    Maumee, OH
    Philadelphia, PA
  • 2014-04-15 → 2017-03-02
    Securian Financial Services, Inc.
    Newark, DE
Other Businesses

Delaware Institute for the Arts in Education (DiAE), Wilmington, DE. DiAE provides public, private and charter schools with high quality, diverse arts programming that are aligned with statewide standards, and aligned with schools? goals and curricula. Volunteer Board Member - attending meeting. The board provides oversight and input on strategy and planning. Not compensated, not investment related, 1 hour/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-27
  • S66 Uniform Combined State Law Examination
    2014-02-27
Other Names
  • Stacey Kea Stevenson

View on SEC IAPD

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