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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-07 |
| DE | RA | APPROVED | 2019-02-28 |
| PA | RA | APPROVED | 2019-02-28 |
Branch Locations
20 Montchanin Road Suite 120, Greenville, DE 19807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc. | Newark | DE | 12/2013 | 02/2017 |
| Minnesota Life | St. Paul | MN | 12/2013 | 02/2017 |
| Diamond State Financial Group | Newark | DE | 12/2013 | 02/2017 |
| Sun Fcu | Philadelphia | PA | 03/2017 | 02/2019 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 03/2017 | 02/2019 |
| Janney Montgomery Scott | Greenville | DE | 02/2019 | Present |
Delaware Institute for the Arts in Education (DiAE), Wilmington, DE. DiAE provides public, private and charter schools with high quality, diverse arts programming that are aligned with statewide standards, and aligned with schools? goals and curricula. Volunteer Board Member - attending meeting. The board provides oversight and input on strategy and planning. Not compensated, not investment related, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-27 |
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