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Annmarie Franke-Suarato

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clifton Park, NY

Albany, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2007-07-05
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2007-07-05

Branch Locations

449 Route 146, Clifton Park, NY 12065 • United States

Albany, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clifton Park NY 11/2001 Present
Bank Of America, N.A. Clifton Park NY 05/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-24
  • S66 Uniform Combined State Law Examination
    2001-07-24
Other Names
  • Ann Marie Suarato
  • Ann Marie Franke
  • Ann Marie Franke-Suarato
  • Ann Marie Franke-Suarato

View on SEC IAPD

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KEY INVESTMENT SERVICES LLC · CLIFTON PARK, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OPTIMUS WEALTH MANAGEMENT GROUP, INC. · CLIFTON PARK, NY
PFS INVESTMENTS INC. · CLIFTON PARK, NY
BANKERS LIFE ADVISORY SERVICES, INC. · Clifton Park, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OSAIC WEALTH, INC. · CLIFTON PARK, NY
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