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Bfc Planning, Inc. CRD 119682
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2011-06-07 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2005-09-10 |
Branch Locations
4201 42Nd Street Ne, Suite 100, Cedar Rapids, IA 52402-7101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company | Marion | IA | 10/2006 | 01/2018 |
| Bfc Planning | Cedar Rapids | IA | 05/2011 | Present |
| Securities Management & Research, Inc. | Cedar Rapids | IA | 02/2012 | Present |
| Berthel Fisher & Company Finacial Services, Inc. | Cedar Rapids | IA | 07/2014 | Present |
1.Officer for affiliated companies of Berthel Fisher & Company including Berthel Fisher & Co. Financial Services, Inc., BFC Planning, Inc., Securities Management & Research, Inc.-Y-Cedar Rapids, IA-Financial Services-160-160-Financial Services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-06 |
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