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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-01-20
  • KY RA
    APPROVED
    Since 2023-01-20

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Petersburg, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Marlborough MA 10/2000 06/2021
Empower Financial Services, Inc Greenwood Village CO 01/2023 Present
State Farm Insurance Union KY 08/2021 03/2022
Fifth Third Bank Florence KY 03/2022 12/2022
Empower Advisory Group, Llc Greenwood Village CO 01/2023 Present
  • 10/2000 → 06/2021
    Fidelity Investments
    Marlborough, MA
  • 01/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 08/2021 → 03/2022
    State Farm Insurance
    Union, KY
  • 03/2022 → 12/2022
    Fifth Third Bank
    Florence, KY
  • 01/2023 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-19
S63 Uniform Securities Agent State Law Examination 2009-07-14
  • S66 Uniform Combined State Law Examination
    2023-01-19
  • S63 Uniform Securities Agent State Law Examination
    2009-07-14
Other Names
  • Jim Carberry

View on SEC IAPD

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