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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-12
NY RA APPROVED 2025-12-12
  • CT RA
    APPROVED
    Since 2025-12-12
  • NY RA
    APPROVED
    Since 2025-12-12

Branch Locations

250 Westport Ave, Norwalk, CT 06851 • United States

371 Tarrytown Rd, White Plains, NY 10607 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

55 Whitney Ave, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 06/2016 10/2019
Santander Securities, Llc Dorchester MA 06/2016 10/2019
Citizen Securities, Inc. Woodbridge CT 10/2019 02/2022
Citizens Securities Inc. Woodbridge CT 02/2022 04/2022
Key Investment Services Llc Brooklyn OH 04/2022 12/2025
Lpl Financial New Haven CT 12/2025 Present
Affinity Federal Credit Union New Haven CT 12/2025 Present
  • 06/2016 → 10/2019
    Santander Bank, Na
    Boston, MA
  • 06/2016 → 10/2019
    Dorchester, MA
  • 10/2019 → 02/2022
    Citizen Securities, Inc.
    Woodbridge, CT
  • 02/2022 → 04/2022
    Woodbridge, CT
  • 04/2022 → 12/2025
    Brooklyn, OH
  • 12/2025 → Present
    Lpl Financial
    New Haven, CT
  • 12/2025 → Present
    Affinity Federal Credit Union
    New Haven, CT
Previous Registrations
Other Businesses

1)12/04/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Affinity Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-07
S63 Uniform Securities Agent State Law Examination 2001-05-31
  • S66 Uniform Combined State Law Examination
    2011-04-07
  • S63 Uniform Securities Agent State Law Examination
    2001-05-31
Other Names
  • Thomas Edward Hobin
  • Thomas Edward Hobin
  • Thomas E Hobin
  • Thomas E Hobin

View on SEC IAPD

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