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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-14 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
401 S Tryon St, Charlotte, NC 28202 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2008-02-06 |
Branch Locations
550 S Tryon St 40Th And 42Nd Fls, Charlotte, NC 28202 • United States
401 S Tryon St, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Charlotte | NC | 06/2002 | Present |
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Charlotte | NC | 07/2026 | Present |
PRISTINE POINTE LLC, INV RELATED, CONCORD, NC, 100% OWNERSHIP, START 6/3/2024, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD RENTAL PROPERTIES AND FUTURE BUSINESS USE LAND. | EXECUTOR FOR MOTHER'S ESTATE; INV RELATED; SHELBY, NC; EXECUTRIX; 04/2025; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; CLOSE OUT REMAINING CREDIT/DEBIT FOR MOTHER'S ESTATE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-28 |
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