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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-14
AL RA APPROVED 2012-10-24
GA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-08-14
  • AL RA
    APPROVED
    Since 2012-10-24
  • GA RA
    APPROVED
    Since 2009-01-02

Branch Locations

3600 Frederica Road Unit 6, St. Simons Island, GA 31522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Brunswick GA 01/2001 Present
Golden Isles Inv. Center Simons Island GA 03/2007 Present
Raymond James Financial Services Advisors, Inc Brunswick GA 01/2009 Present
Other Businesses

(1) Name of Business: Champion and Magbee Financial Services LLC Address: 3600 Frederica Rd Ste 6, Saint Simons Island, GA, 31522, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/31/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner (2) Name of Business: Golden Isles Information Center Address: 811 Hamilton Landing Drive, St. Simons Island, GA, 31522, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 06/06/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wife runs business assist her at times not during business hours. (3) Name of Business: Champion and Magbee Financial Services LLC Address: 3600 Frederica Rd Ste 6, Saint Simons Island, GA, 31522 Activity Type: Support Company - Owner/Non-Owner Position/Title: Other Investment Related: No Start Date: 08/31/2011 HPM: 0-1 HPM trade hours: 0-1 Duties: Partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-01
S63 Uniform Securities Agent State Law Examination 2001-12-27
  • S66 Uniform Combined State Law Examination
    2004-10-01
  • S63 Uniform Securities Agent State Law Examination
    2001-12-27
Other Names
  • Chip Champion

View on SEC IAPD

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