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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-25 |
| WA | RA | APPROVED | 2002-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 05/1998 | Present |
| Bank Of America, Na | Seattle | WA | 06/2017 | Present |
I*382401, Entity Type: Entity For Profit, Name of OBA: SL, Address: Seattle, Washington 98102, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 01/01/2014, No Hours: 0, No Hours during trading: 0, Duties: Representing a room that is rented in our home from a friend in exchange for funds.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-28 |
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