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James E Higginbotham

Park Avenue Securities LLC

Tampa, FL

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-08
GA RA APPROVED 2021-05-17
AL RA APPROVED 2021-04-10
MI RA APPROVED 2021-04-10
MA RA APPROVED 2021-04-07
OH RA APPROVED 2021-03-31
VA RA APPROVED 2021-03-31
PA RA APPROVED 2021-03-05
MN RA APPROVED 2021-01-06
MO RA APPROVED 2020-11-09
NJ RA APPROVED 2020-06-15
WA RA APPROVED 2019-09-04
NV RA APPROVED 2019-08-28
TX RA APPROVED 2018-09-13
FL RA APPROVED 2015-08-07
SC RA APPROVED 2013-04-08
KY RA APPROVED 2010-11-01
NC RA APPROVED 2010-11-01
  • NY RA
    APPROVED
    Since 2021-06-08
  • GA RA
    APPROVED
    Since 2021-05-17
  • AL RA
    APPROVED
    Since 2021-04-10
  • MI RA
    APPROVED
    Since 2021-04-10
  • MA RA
    APPROVED
    Since 2021-04-07
  • OH RA
    APPROVED
    Since 2021-03-31
  • VA RA
    APPROVED
    Since 2021-03-31
  • PA RA
    APPROVED
    Since 2021-03-05
  • MN RA
    APPROVED
    Since 2021-01-06
  • MO RA
    APPROVED
    Since 2020-11-09
  • NJ RA
    APPROVED
    Since 2020-06-15
  • WA RA
    APPROVED
    Since 2019-09-04
  • NV RA
    APPROVED
    Since 2019-08-28
  • TX RA
    APPROVED
    Since 2018-09-13
  • FL RA
    APPROVED
    Since 2015-08-07
  • SC RA
    APPROVED
    Since 2013-04-08
  • KY RA
    APPROVED
    Since 2010-11-01
  • NC RA
    APPROVED
    Since 2010-11-01

Branch Locations

4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Tampa FL 08/2015 Present
Guardian Life Insurance Company Tampa FL 08/2015 Present
  • 08/2015 → Present
    Park Avenue Securities
    Tampa, FL
  • 08/2015 → Present
    Guardian Life Insurance Company
    Tampa, FL
Other Businesses

1) Executor of Estate-spouse, Start date: 01/01/2010, Address: 10118 Downey Lane, Tampa, FL 33626, 0 total hours per month, Not investment related, No annual compensation, 2) Westtown Church-Elder, Start date: 06/01/2021 Address: 13521 Race Track Rd, Tampa, FL 33626, 3 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 3) Dhapps, LLC, Start Date: 6/17/2024, Address: 3584 Barbour Trail, Odessa, FL 33556, 0 total hours per month, Not Investment Related, No Annual Compensation, 4) CTL Tampa, LLC, Start date: 11/21/2024, Address: 4200 W Cypress St., Suite 700 Tampa, FL 33607, 12 total hours per month; 12 during securities trading hours, Investment related, 5) CTL Tampa Holdings, LLC, Start date: 12/02/2024, Address: 4200 W Cypress St., Suite 700 Tampa, FL 33607, 0 total hours per month, Not investment related, No annual compensation, 6) CTL Tallahassee Holdings, LLC, Start date: 12/02/2024, Address: 1700 Summit Lake Drive, Suite 200 Tallahassee, FL 32317, 0 total hours per month; Not investment related, 7) CTL Mobile Holdings LLC, Start date: 12/02/2024, Address: 1110 Montlimar Drive, Suite 420 Mobile, AL 36609, 0 total hours per month; Not investment related, 8) CTL Tallahassee, LLC, Start date: 12/02/2024, Address: 1700 Summit Lake Drive, Suite 200 Tallahassee, FL 32317, 4 total hours per month; 0 during securities trading, Investment related, > than 10% annual compensation, 9) CTL Mobile LLC, Start date: 12/02/2024, Address: 1110 Montlimar Drive, Suite 420 Mobile, AL 36609, 4 total hours per month; 0 during securities trading, Investment related, 10) CLRT Tampa, LLC, Start date: 9/20/2024, Address: 4200 W Cypress St, Suite 700 Tampa, FL 33607, 0 total hours per month, Not Investment related, No annual compensation, 11) CLRT Mobile LLC, Start date: 09/20/2024, Address: 1110 Montlimar Drive, Suite 420 Mobile, AL 36609, 0 total hours per month; Not investment related, 12) CLRT Tallahassee LLC, Start date: 09/20/2024, Address: 1700 Summit Lake Drive, Suite 200 Tallahassee, FL 32317, 0 total hours per month; Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-25
  • S66 Uniform Combined State Law Examination
    2010-10-25
Designations
Other Names
  • Trip Edward Higginbotham
  • James Edward Higginbotham
  • James Edward Higginbotham

View on SEC IAPD

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