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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-01-08 |
Branch Locations
3500 N Rock Rd. Bldg 300-A, Wichita, KS 67226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 04/2013 | Present |
| Financial Benefits Inc | Wichita | KS | 04/2013 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2) NOTARY PUBLIC. WICHITA, KS. STARTED 7/2014. LICENSED TO NOTARIZE DOCUMENTS BY THE STATE OF KANSAS, I HAVE A BOND THRU STATE FARM INS. CO. I DO NOT CHARGE FOR THIS SERVICE. SPENDS 1 HR/YR, NONE DURING TRADING. 3) H3AMERICA, 144 WATERSEDGE LP, COUNCIL GROVE, KS, 3/2017 AS SECRETARY OF NON-PROFIT. NIR - 2/MO - 0/TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 01/08/20, SEE EMPLOYMENT FOR START DATE. 5) FINANCIAL BENEFITS, 3500 N ROCK ROAD, BLDG 300A, WICHITA KS 67226, 04/2013, REGISTERED ASSISTANT, USING A TRADE NAME/DBA, INV REL, 0 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-13 |
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