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301 S. County Farm Rd Suite D, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-04-28 |
Branch Locations
301 S. County Farm Rd Suite D, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glenbard Township High School | Carol Stream | IL | 08/1998 | Present |
| Tower Financial Management | Wheaton | IL | 01/2000 | Present |
| Formula Folios Distributors | Wheaton | IL | 07/2008 | 07/2018 |
| Ausdal Financial Partners | Davenport | IA | 06/2015 | 11/2024 |
| Tower Wealth Advisors | Wheaton | IL | 06/2015 | Present |
| Wheaton College | Wheaton | IL | 05/2018 | Present |
1. GLENBARD TOWNSHIP HIGH SCHOOL DIST #87 GLEN ELLYN IL. 08/1998. I AM A TEACHER FOR THIS DISTRICT. I DEVOTE 200 HOURS PER MONTH TO THIS BUSINESS, 160 DURING TRADING HOURS (AUG-MAY). I AM COMPENSATED BY SALARY. 2. TOWER FINANCIAL MANAGEMENT CO: 500 S. COUNTY FARM RD., WHEATON, IL. 06/1998. I AM AN INSURANCE AGENT FOR THIS COMPANY. I WILL DEVOTE 25 HOURS PER MONTH TO THIS BUSINESS, 5 DURING TRADING HOURS.I SELL INDEXED ANNUITY, FIXED ANNUITY, AND LIFE INSURANCE.COMPENSATED BY COMMISSIONS. 3. WHEATON COLLEGE; NON-INVESTMENT RELATED; WHEATON, IL; HEAD GOLF COACH; ACTIVITY BEGAN 06/2018; I DEVOTE APPX 20 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; OVERSEE GOLF PROGRAM, SCHEDULE AND ATTEND MATCHES, ASSIST IN TRAINING AND PRACTICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-02 |
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