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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-14
WI RA APPROVED 2012-08-02
  • TX RA
    APPROVED_RES
    Since 2021-01-14
  • WI RA
    APPROVED
    Since 2012-08-02

Branch Locations

525 Junction Road Suite 8100, North Tower, Madison, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Madison WI 06/2012 Present
Mml Investors Services Llc Madison WI 07/2012 Present
Previous Registrations
  • 2010-12-03 → 2012-07-10
    Msi Financial Services, Inc.
    Middleton, WI
  • 2005-09-21 → 2010-11-30
    Woodbury Financial Services, Inc.
    Middleton, WI
    Middleton, WI
  • 2004-03-16 → 2005-09-06
    Madison, WI
Other Businesses

(1)NAME:TELEMACHUS WEALTH RESOURCES INV REL:Y ADD: 525 JUNCTION ROAD SUITE 8100N MADISON WI 53717 NATURE: OUTSIDE INSURANCE POSITION: SALE START DATE: 12/21/2013 NO HRS/MO: 5 NO HRS/MO DUR TRADING:5 DESCRIBE DUTIESL INDIVIDUAL LIFE, GROUP FIXED ANNUITIES (2)NAME: GIGI'S PLAYHOUSE MADISON, INV REL: Y ADDR: 4104 MONONA DR, MADISON WI 53716 NATURE:NON PROFIT DOWN SYNDROME ACHEIVEMENT CENTER, POSITION: TREASURER AND BOARD MEMBER, START: 3/1/2022, NO HR/MO: 8 NO HR/MO DUR TRADING:4, DUTIES: REPORT TO BOARD ON FINANCIAL POSITION AND CHANGES MONTHLY-REVIEW AND AUTHORIZE CERTAIN TRANSACTIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-09
  • S66 Uniform Combined State Law Examination
    1999-11-09
Other Names
  • Brett Bauch

View on SEC IAPD

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