Best Investors Account Sign in
Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2022-05-31
MI RA APPROVED 2022-05-27
MT RA APPROVED 2022-05-27
NV RA APPROVED 2022-03-18
UT RA APPROVED 2021-02-18
TX RA APPROVED_RES 2021-02-16
WA RA APPROVED 2021-02-12
AZ RA APPROVED 2017-01-30
OR RA APPROVED 2016-06-07
HI RA APPROVED 2007-06-25
CA RA APPROVED 2002-10-21
  • ID RA
    APPROVED
    Since 2022-05-31
  • MI RA
    APPROVED
    Since 2022-05-27
  • MT RA
    APPROVED
    Since 2022-05-27
  • NV RA
    APPROVED
    Since 2022-03-18
  • UT RA
    APPROVED
    Since 2021-02-18
  • TX RA
    APPROVED_RES
    Since 2021-02-16
  • WA RA
    APPROVED
    Since 2021-02-12
  • AZ RA
    APPROVED
    Since 2017-01-30
  • OR RA
    APPROVED
    Since 2016-06-07
  • HI RA
    APPROVED
    Since 2007-06-25
  • CA RA
    APPROVED
    Since 2002-10-21

Branch Locations

1150 9Th Street Suite 1212, Modesto, CA 95354 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 01/2001 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2003-02-27 → 2005-02-24
    American General Financial Advisors, Inc.
    San Mateo, CA
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance products for AGIA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appinted as agent to sell Non-Securities Insurance Products for AGIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-19
S63 Uniform Securities Agent State Law Examination 2001-03-03
  • S65 Uniform Investment Adviser Law Examination
    2002-10-19
  • S63 Uniform Securities Agent State Law Examination
    2001-03-03
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Modesto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor