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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-06-08
  • CA RA
    APPROVED
    Since 2010-06-08

Branch Locations

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

Shadow Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Private Bank Los Angeles CA 06/2010 Present
Citigroup Global Markets, Inc. Los Angeles CA 06/2010 Present
Other Businesses

Rental Property - Los Angeles, CA; Investment-related; Affiliation started 05/01/2013; Title: Owner; Duties: Landlord; No time is devoted to the rental each month during securities trading hours; 1 hour is devoted to the rental each month outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-13
  • S66 Uniform Combined State Law Examination
    2004-11-13

View on SEC IAPD

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