Shane Allan Goldsmith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → Present
  Lpl Financial, Llc
  Wichita, KS

Other Businesses

1. 11/12/2015 * IMEN Investments LLC * Business Entity For Tax/Investment Purposes Only * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 05/30/2006 * 10 HRS/MO; 2 HRS. DURING SECS TRDG HRS. 2. 12/08/2015 * IMEN Investments LLC * Business Entity For Tax/Investment Purposes Only * NOR INV REL * AT REPORTED BUSINESS LOCATION(S) * 09/01/15 * 1 HRS/MO; 0 HRS. DURING SECS TRDG HRS. 3. 10/27/2016 - Family Wealth Management L.L.C. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 10/11/2016 - 38 Hr/Mo; 12 Hour(s) During Securities Trading 4. 4/26/2021 - Kip and Billy - Not Investment Related - Home Based - Other-Disc Golf Apparel and Equipment - Start Date: 4/7/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Member who assesses design ideas and facilitates putting them on disc golf apparel and equipment.

Exams

• S66 Uniform Combined State Law Examination
  2003-06-17
• S63 Uniform Securities Agent State Law Examination
  2001-07-25