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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-13
FL RA APPROVED 2009-03-31
  • TX RA
    APPROVED
    Since 2025-02-13
  • FL RA
    APPROVED
    Since 2009-03-31

Branch Locations

877 Executive Center Dr W Suite 303, St. Petersburg, FL 33702 • United States

Saint Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services St Petersburg FL 04/2006 Present
Raymond James Financial Services Advisors, Inc. St. Petersburg FL 01/2009 Present
Cook And Phillips Financial Group Saint Petersburg FL 06/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: Cook and Phillips Financial Group Address: 877 Executive Center Dr W Ste 303, Saint Petersburg, FL, 33702-2474, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 06/01/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Manager/Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-27
  • S66 Uniform Combined State Law Examination
    2001-03-27
Designations

View on SEC IAPD

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