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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-26 |
Branch Locations
5737 S. Transit Road, Lockport, NY 14094 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Bank | Lockport | NY | 01/1992 | 09/2016 |
| Lpl Financial, Llc | Lockport | NY | 06/2010 | 09/2016 |
| Key Investment Services Llc | Cheektowaga | NY | 09/2016 | 03/2020 |
| Key Investment Services | Lockport | NY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-16 |
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