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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glass City Federal Credit Union | Maumee | OH | 03/2014 | Present |
| Securities America Inc | Maumee | OH | 07/2015 | 06/2024 |
| Securities America Advisors | Maumee | IL | 07/2015 | 06/2024 |
| Osaic Wealth, Inc. | Maumee | OH | 06/2024 | Present |
1. THE BOYS AND GIRLS' CLUBS OF TOLEDO - POSITION: ACTIVE TRUSTEE - NATURE: I SERVE ON THE BOARD OF THE LOCAL BOYS AND GIRLS CLUBS OF TOLEDO. THIS IS A NON PAYING POSITION. I HAVE NO INVESTMENT-RELATED RESPONSIBILITIES - INVESTMENT RELATED: NO - HOURS: 2 - SECURITIES TRADING HOURS: 1 - START DATE: 06/01/2005 - ADDRESS: 2250 N DETROIT AVE, TOLEDO OH 43606 2. GLASS CITY FEDERAL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 7/2015 - LOCATED AT 1340 ARROWHEAD DR, MAUMEE OH 43537 INVESTMENTS RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2015 ADDRESS: 1340 Arrowhead Dr, Maumee OH 43537, United States DESCRIPTION: Provide investment advisory services in a fiduciary capacity. 3. GLASS CITY FEDERAL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: 4) INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 7/2014 - LOCATED AT 1340 ARROWHEAD DR, MAUMEE OH 43537 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 1340 Arrowhead Dr, Maumee OH 43537, United States DESCRIPTION: Less than 5% of my business is life insurance, long term care, or an annuity. Life insurance is typically term insurance. Long term care has been quoted but not written. Most quotes are life/LTC combo policies. The only annuity done in 2019 was a SPIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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