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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-17
TX RA APPROVED_RES 2016-01-14
IL RA APPROVED 2009-02-05
  • FL RA
    APPROVED
    Since 2025-03-17
  • TX RA
    APPROVED_RES
    Since 2016-01-14
  • IL RA
    APPROVED
    Since 2009-02-05

Branch Locations

303 East Main Street 3Rd Floor, Barrington, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Barrington IL 01/2009 Present
Previous Registrations
Other Businesses

Lindgren Brothers LLC / 2938 N Hoyne Ave, Chicago Illinois, 60618 / United States / No Partnership / Not a sector specific partnership / This is a passive holding account. It contains approved outside investments. It is split with myself and my two brothers. / Discuss investment opportunities with my brothers. / No / Start Date 12/8/2016 The Patrick Grange Memorial Foundation, President, Member of Board of directors, Start date-6/19/2018, ChicagoIllinoisUnited States-60614.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-07
  • S66 Uniform Combined State Law Examination
    2001-05-07

View on SEC IAPD

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