Kathleen Mary Keefe

Current Employers

Employment History

• 07/2002 → Present
  Ne Planning
  Buffalo, NY
• 05/2003 → 11/2023
  Fsc Securities Corporation
  Amherst, NY
• 11/2023 → Present
  Osaic Wealth, Inc.
  Amherst, NY

Previous Registrations

• 2021-04-26 → 2023-11-03
  Fsc Securities Corporation
  Tonawanda, NY
  Amherst, NY

Other Businesses

1. INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT; INSURANCE SALES/ACTIVITY DBA = NORTHEAST GROUP 2. NORTHEAST GROUP POSITION: Other - Registered Representative NATURE: Other - doing business as name: Northeast Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2003 ADDRESS: 2001 Niagara Falls Blvd., Suite 1, Amherst NY 14228, United States DESCRIPTION: registered representative 3. NORTHEAST GROUP POSITION: Other - insurance agent for a number of companies NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2003 ADDRESS: 2001 Niagara Falls Blvd., Suite 1, Amherst NY 14228, United States DESCRIPTION: Respond to client needs by requesting quotes & servicing on existing insurance policies. 4. SPRUCE ON MAIN POSITION: Design assistant NATURE: Gift shop/home decor INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 4446 Main Street, Amherst NY 14226, United States DESCRIPTION: Store/design assistant, designs store displays & window displays

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-05-13

Other Names

• Kathleen Mary Smigelski
• Kathleen Mary Smigelski