James Raymond Simone

Current Employers

Employment History

• 03/2017 → 10/2018
  Ameriprise Financial Services, Inc.
  Seattle, WA
• 02/2016 → 03/2017
  Unemployed
  Seattle, WA
• 11/2018 → 07/2021
  Lpl Financial, Llc
  Seattle, WA
• 11/2018 → 07/2021
  Rainier Financial Group, Inc.
  Seattle, WA
• 08/2021 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2021 → Present
  Beacon Pointe
  Seattle, WA

Previous Registrations

• 2018-11-02 → 2021-08-17
  Rainier Financial Group, Inc.
  Seattle, WA
• 2018-11-01 → 2018-11-01
  Lpl Financial Llc
  Seattle, WA
• 2017-06-06 → 2018-10-29
  Ameriprise Financial Services, Llc
  Seattle, WA
• 2007-04-27 → 2016-07-29
  Whv Investments, Inc.
  Seattle, WA
• 1998-10-01 → 2005-01-31
  Burridge Group Llc
  Seattle, WA

Other Businesses

1) Fixed Insurance - Investment Related. Located at See Branch Office in Section 1. Nature - Fixed/ Traditional Insurance. Position - Agent. Start 08/2021. 4 hours per month, 4 hours during trading hours. Duties - sell Fixed / Traditional Insurance products. 2) Friends of Athletic Fields. Not Investment Related. Located at 5300 Keystone Place N., Seattle, WA 98103. Nature - Non-profit advocacy group for field users in Seattle. Position - Board member. Start - 6/2015. 2 hours per month, 0 during trading hours. Duties - Act as a liason between user groups and Seattle Parks department. Attempt to stay current on field needs, monitor future projects, monitor field conditions, attend public meetings about fields.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-01

Designations