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Beacon Pointe Advisors, LLC CRD 119290
$54.9B regulatory AUM 265 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-08-24 |
Branch Locations
5001 25Th Avenue Ne Suite 201E, Seattle, WA 98105 • United States
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 03/2017 | 10/2018 |
| Unemployed | Seattle | WA | 02/2016 | 03/2017 |
| Lpl Financial, Llc | Seattle | WA | 11/2018 | 07/2021 |
| Rainier Financial Group, Inc. | Seattle | WA | 11/2018 | 07/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2021 | Present |
| Beacon Pointe | Seattle | WA | 08/2021 | Present |
1) Fixed Insurance - Investment Related. Located at See Branch Office in Section 1. Nature - Fixed/ Traditional Insurance. Position - Agent. Start 08/2021. 4 hours per month, 4 hours during trading hours. Duties - sell Fixed / Traditional Insurance products. 2) Friends of Athletic Fields. Not Investment Related. Located at 5300 Keystone Place N., Seattle, WA 98103. Nature - Non-profit advocacy group for field users in Seattle. Position - Board member. Start - 6/2015. 2 hours per month, 0 during trading hours. Duties - Act as a liason between user groups and Seattle Parks department. Attempt to stay current on field needs, monitor future projects, monitor field conditions, attend public meetings about fields.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-01 |
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