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Inactive

Kristen Sanders Leclair

994 Group

Austin, TX

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Current Employers
994 Group

1207 W. Mary Street, Austin, TX 78704 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-09
NY RA APPROVED 2021-07-26
TX RA APPROVED 2018-11-26
  • IL RA
    APPROVED
    Since 2023-08-09
  • NY RA
    APPROVED
    Since 2021-07-26
  • TX RA
    APPROVED
    Since 2018-11-26

Branch Locations

1207 W. Mary Street, Austin, TX 78704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc Austin TX 04/2016 09/2017
994 Group, Llc Austin TX 12/2017 Present
Mjr Financial, Llc Austin TX 10/2018 Present
  • 04/2016 → 09/2017
    Kestra Financial Services, Inc
    Austin, TX
  • 12/2017 → Present
    994 Group, Llc
    Austin, TX
  • 10/2018 → Present
    Mjr Financial, Llc
    Austin, TX
Previous Registrations
  • 2018-03-29 → 2018-12-04
    994 Group
    Austin, TX
  • 2016-04-19 → 2017-09-15
    Austin, TX
  • 2010-12-17 → 2016-09-22
    Kestra Investment Services, Llc
    Austin, TX
  • 2008-03-01 → 2010-11-15
    Charlotte, NC
    Fort Mill, SC
  • 2005-09-08 → 2010-11-15
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2005-06-30 → 2005-10-06
    Truist Investment Services, Inc.
    Atlanta, GA
  • 2005-05-04 → 2005-06-30
    Truist Securities, Inc.
    Atlanta, GA
  • 2005-01-12 → 2005-05-03
    Truist Investment Services, Inc.
    Atlanta, GA
  • 2003-01-01 → 2004-03-08
    Bacap Distributors, Llc
    Charlotte, NC
  • 2002-05-30 → 2003-01-01
    Charlotte , NC
Other Businesses

WELL AWARE- AUSTIN, TX; BOARD OF DIRECTOR; START DATE 05/2018; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; ATTENDS BOARD OF DIRECTORS MEETINGS 'Drive a Senior SW' Austin, TX, Board of Director, Start Date 6/2018, Not Investment Related, 3 hours per month, attends board meeting and drives senior citizen to appointments, Independent Insurance Agent, Not Investment Related, insurance sales, start date 1/2019,4 hours per month,'St. Michael's Day School', Austin, TX Board of Director, Start Date 11/2018, Not Investment Related, 1 hour per month, attends board meeting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-23
  • S66 Uniform Combined State Law Examination
    2002-05-23
Designations
Other Names
  • Kristen Sanders Leclair
  • Kristen Sanders Whisnant
  • Kristen Sanders Whisnant

View on SEC IAPD

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