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1207 W. Mary Street, Austin, TX 78704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-09 |
| NY | RA | APPROVED | 2021-07-26 |
| TX | RA | APPROVED | 2018-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc | Austin | TX | 04/2016 | 09/2017 |
| 994 Group, Llc | Austin | TX | 12/2017 | Present |
| Mjr Financial, Llc | Austin | TX | 10/2018 | Present |
WELL AWARE- AUSTIN, TX; BOARD OF DIRECTOR; START DATE 05/2018; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; ATTENDS BOARD OF DIRECTORS MEETINGS 'Drive a Senior SW' Austin, TX, Board of Director, Start Date 6/2018, Not Investment Related, 3 hours per month, attends board meeting and drives senior citizen to appointments, Independent Insurance Agent, Not Investment Related, insurance sales, start date 1/2019,4 hours per month,'St. Michael's Day School', Austin, TX Board of Director, Start Date 11/2018, Not Investment Related, 1 hour per month, attends board meeting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-23 |
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