Eric Christopher Roberts

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 01/2017
  Pathway Planning Group
  Baton Rouge, LA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Baton Rouge, LA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-02-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Norman, OK
  Baton Rouge, LA
  Baton Rouge, LA
  Norman, OK

Other Businesses

1.) NAME OF ENTITY:ERIC ROBERTS; No; 10400 JEFFERSON HWY; BATONRAUGE; LA; ; RENTAL PROEPRTY; OWNER; 1/1/2010; 1; 0; MAINTAIN PROPERTY AND COLLECT RENT| 2.) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 533 EUROPE ST; BATON ROUGE; LA; 70802; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/12/2009; 10; 8; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-04-11

Designations

• Certified Financial Planner