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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-12-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Madison | WI | 06/2001 | 12/2017 |
| Transamerica Financial Advisors, Inc | Madison | WI | 01/2012 | 12/2017 |
| Harbour Investments, Inc | Madison | WI | 12/2017 | Present |
| Clearstep Financial | Greenfield | WI | 12/2017 | Present |
1)Clearstep Financial - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-04 |
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