Frederick Charles Fogarty

Employer firm

Fogarty Wealth Management, Inc. CRD 283998

$135M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 09/2019
  Next Financial Group Inc
  Sugarland, TX
• 05/2016 → Present
  Fogarty Wealth Management, Inc.
  Missouri City, TX
• 09/2007 → Present
  Fogarty Financial Services
  Missouri City, TX
• 09/2001 → Present
  Sole Proprietor
  Missouri City, TX
• 05/2007 → Present
  Fogarty Investments Llc
  Missouri City, TX
• 03/2024 → Present
  West Webster Lofts
  Missouri City, TX
• 03/2024 → Present
  Colonial Lakes Office Park Association
  Missouri City, TX

Previous Registrations

• 2007-09-27 → 2019-09-03
  Next Financial Group, Inc.
  Houston, TX
  Missouri City, TX
  Sugarland, TX
• 2001-12-21 → 2006-06-12
  Transamerica Financial Advisors, Llc
  Austin, TX
  Houston, TX

Other Businesses

1) FOGARTY FINANCIAL SERVICES POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 250 START DATE: 09/01/2007 ADDRESS: 4501 Cartwright Road, Suite 101, Missouri City TX 77459 DESCRIPTION: OFFERING SECURITIES AND INVESTMENT ADVISORY SERVICES POSITION: owner NATURE: Insurance- Fixed Annuities; Life/Health; Long-Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 2) FOGARTY INVESTMENTS LLC POSITION: owner NATURE: REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2007 ADDRESS: 4501 Cartwright Road, Suite 101, Missouri City TX 77459 DESCRIPTION: owner (3) West Webster Lofts; No; Missouri City, TX; HOA Board; Treasurer; 03/2024; 2/ HRS MO; 2/ HRS MO (4) Colonial Lakes Office Park Association; No; Missouri City, TX: HOA Board; President; 03/2024; 2/HRS MO; 2/ HRS MO

Exams

• S66 Uniform Combined State Law Examination
  2001-06-08