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Frederick Charles Fogarty

Fogarty Wealth Management, Inc.

Missouri City, TX

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Current Employers
Fogarty Wealth Management, Inc.

4501 Cartwright Road, Suite 101, Missouri City, TX 77459 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-08-02
TX RA APPROVED 2016-07-28
  • LA RA
    APPROVED
    Since 2016-08-02
  • TX RA
    APPROVED
    Since 2016-07-28

Branch Locations

4501 Cartwright Road, Suite 101, Missouri City, TX 77459 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc Sugarland TX 09/2007 09/2019
Fogarty Wealth Management, Inc. Missouri City TX 05/2016 Present
Fogarty Financial Services Missouri City TX 09/2007 Present
Sole Proprietor Missouri City TX 09/2001 Present
Fogarty Investments Llc Missouri City TX 05/2007 Present
West Webster Lofts Missouri City TX 03/2024 Present
Colonial Lakes Office Park Association Missouri City TX 03/2024 Present
  • 09/2007 → 09/2019
    Next Financial Group Inc
    Sugarland, TX
  • 05/2016 → Present
    Missouri City, TX
  • 09/2007 → Present
    Fogarty Financial Services
    Missouri City, TX
  • 09/2001 → Present
    Sole Proprietor
    Missouri City, TX
  • 05/2007 → Present
    Fogarty Investments Llc
    Missouri City, TX
  • 03/2024 → Present
    West Webster Lofts
    Missouri City, TX
  • 03/2024 → Present
    Colonial Lakes Office Park Association
    Missouri City, TX
Previous Registrations
  • 2007-09-27 → 2019-09-03
    Next Financial Group, Inc.
    Houston, TX
    Missouri City, TX
    Sugarland, TX
  • 2001-12-21 → 2006-06-12
    Austin, TX
    Houston, TX
Other Businesses

1) FOGARTY FINANCIAL SERVICES POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 250 START DATE: 09/01/2007 ADDRESS: 4501 Cartwright Road, Suite 101, Missouri City TX 77459 DESCRIPTION: OFFERING SECURITIES AND INVESTMENT ADVISORY SERVICES POSITION: owner NATURE: Insurance- Fixed Annuities; Life/Health; Long-Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 2) FOGARTY INVESTMENTS LLC POSITION: owner NATURE: REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2007 ADDRESS: 4501 Cartwright Road, Suite 101, Missouri City TX 77459 DESCRIPTION: owner (3) West Webster Lofts; No; Missouri City, TX; HOA Board; Treasurer; 03/2024; 2/ HRS MO; 2/ HRS MO (4) Colonial Lakes Office Park Association; No; Missouri City, TX: HOA Board; President; 03/2024; 2/HRS MO; 2/ HRS MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-08
  • S66 Uniform Combined State Law Examination
    2001-06-08

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