Krista Ann Dugan

Current Employers

Employment History

• 08/2022 → Present
  Michael S. Licitra, Cpa, Pc
  Staten Island, NY
• 11/2018 → 08/2022
  Ironpath Financial
  Staten Island, NY
• 11/2011 → 09/2017
  Freelance Book Researcher
  Staten Island, NY
• 09/2024 → 09/2025
  Avantax Investment Services Inc.
  Staten Island, NY
• 09/2024 → 09/2025
  Avantax Advisory Services
  Staten Island, NY
• 03/2014 → Present
  Thornwood Group, Llc
  Staten Island, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Staten Island, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-09-25 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Staten Island, NY

Other Businesses

1) MICHAEL S. LICITRA, CPA, PC POSITION: Client Services Specialist NATURE: We offer retirement planning, estate planning, investment planning and general financial planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2022 ADDRESS: 516 Industrial Loop, #2B, Staten Island NY 10309, United States DESCRIPTION: Assist in the implementation of new client relationships and the ongoing support of clients. Specifically: facilitate account opening, track client follow-ups, facilitate account maintenance such as payment instructions, updating client profile information, and following up with annuity companies where needed. 2) THORNWOOD GROUP LLC POSITION: Member NATURE: This is an LLC that holds 2 investment properties that I own jointly with my husband. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/13/2014 ADDRESS: 262 Thornycroft Ave, Staten Island NY 10312, United States DESCRIPTION: Responsibilities include: collecting rent, maintaining outdoor areas, arranging for maintenance and repairs as needed and maintaining leases. 3) MICHAEL S. LICITRA, CPA, PC POSITION: Client Services Specialist NATURE: A private tax practice focused on personal and small business taxes, offering tax preparation, tax planning, book-keeping and assistance with filing state sales tax. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2022 ADDRESS: 516 Industrial Loop, #2B, Staten Island NY 10309, United States DESCRIPTION: To facilitate communication with clients related to the preparation of their tax returns, specifically: helping them determine the necessary forms and documents to gather prior to their meeting, answering questions regarding the status of their returns/refunds, providing copies of tax returns as needed, relaying information from the preparers to the clients as needed and assisting with scheduling of appointments for tax preparation.

Exams

• S66 Uniform Combined State Law Examination
  2024-11-21
• S63 Uniform Securities Agent State Law Examination
  2001-08-18

Designations

Other Names

• Krista Stock
• Krista A Dugan
• Krista Ann Stock
• Krista Dugan
• Krista A Stock