Ryan Tracy Osborne

Employer firm

Asio Capital LLC CRD 298326

$805M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → 09/2018
  Community Trust And Investment Company
  Lexington, KY
• 07/2018 → Present
  Asio Capital, Llc
  Lexington, KY

Previous Registrations

• 2007-09-04 → 2010-09-22
  Lpl Financial Llc
  Lexington, KY
  Fort Mill, SC
  Lexington, KY
• 2004-02-17 → 2007-09-05
  Cetera Investment Services Llc
  Versailles, KY
  Lexington, KY
  Lexington, KY
• 2001-03-23 → 2003-12-19
  Cetera Investment Services Llc
  Danville, KY

Other Businesses

Forcht Bank; No; Lexington, KY; Advisory Board Member; 02/23/2022; Approximately 1 hour per month; 1 hour per month during trading hours; Primary responsibility is providing non-investment related strategic input for the firm during meetings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-01
• S66 Uniform Combined State Law Examination
  2001-02-15

Other Names

• Tracy Osborne