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220 Lexington Green Circle Suite 420, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-04-30 |
| KY | RA | APPROVED | 2018-10-01 |
Branch Locations
220 Lexington Green Circle Suite 420, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Trust And Investment Company | Lexington | KY | 02/2004 | 09/2018 |
| Asio Capital, Llc | Lexington | KY | 07/2018 | Present |
Forcht Bank; No; Lexington, KY; Advisory Board Member; 02/23/2022; Approximately 1 hour per month; 1 hour per month during trading hours; Primary responsibility is providing non-investment related strategic input for the firm during meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-01 |
| S66 | Uniform Combined State Law Examination | 2001-02-15 |
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